What’s Included?

Welcome to our online Compliance Manual and supporting library of documents, useful templates and home to our Regulatory Bulletins. Research specific aspects of compliance, determine what the implications are for you and review potential solutions, either by chapter or using the Search function. Each chapter is backed up by a wealth of supporting documentation, such as policies, registers, templates, plans and forms, including guidance to help you personalise them to suit your business. Our Regulatory Bulletins are also stored within the manual, which is updated following each regulatory change.

Compliance Manual

Compliance Manual

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Documents & Templates

Documents & Templates

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Regulatory Bulletins

Regulatory Bulletins

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UKGI is a trading style of UKGI Limited and UKGI Services Limited which are wholly owned subsidiaries within UKGI Group Ltd. UKGI Limited acts in compliance services and UKGI Services Limited acts in support services. UKGI Services Limited is a wholly owned subsidiary of Total Broker Solutions Limited, which is an appointed representative of Resolution Compliance Limited, which is authorised and regulated by the Financial Conduct Authority (FCA) under reference number 421154. UKGI Limited Registered in England No. 03544014. UKGI Services Limited registered in England No. 04953835. All Registered Offices Number 22 Mount Ephraim, Tunbridge Wells, England TN4 8AS. VAT registration number 347 2664 82.